Léon Walras

 

I.          Léon Walras (1834-1910)

 

     The son of August Walras, himself an accomplished economist who was familiar with the writings of Cournot.  The younger Walras learned his basic economic theory from Cournot’s books.

 

     A mediocre mathematician, Walras nevertheless fervently believed in mathematical economics.  His contributions in the area, given his relatively poor mathematical abilities, are astounding. 

 

     Walras did much to professionalize economics by corresponding in five languages to economists throughout Europe.  Mathematics itself helps overcome the language barrier.

 

     Walras was dedicated to the method of general equilibrium analysis.  He argued that partial equilibrium analysis was invalid, because it ignored all the effects on other markets of a change in demand or supply conditions in one market.  Changes in other markets would create feedback effects in the initially altered market.  Everything affects everything else.

 

II.         Walras and Marshall:  Market Adjustment Mechanism

 

     We have seen that Marshall regarded demand price and supply price as functions of quantities:  Dpx = f(qx) and Spx = g(qx).  Walras viewed the problem the other way around:  quantities demanded and supplied are functions of price.  I.e., Qdx = f(px) and Qsx = g(px).  That is, Marshall regarded quantity as the independent variable and price the dependent variable, while Walras regarded their roles as reversed.

 

     This difference of viewpoint shows up in their treatments of how markets move to equilibrium.  For example, in Marshall’s system, and assuming ordinarily sloped demand and supply curves, if the quantity traded in the market fell short of the equilibrium quantity, the demand price for the good would exceed the supply price.  Producers would earn above-normal profits, inducing them to expand production.  The quantity supplied (and traded) would move toward the equilibrium level.

 

     Walras approached the same conditions differently.  If quantity supplied were less than quantity demanded, and excess demand for the good would exist.  The excess demand (qd - qs) would drive the market price up, inducing a larger quantity supplied and a smaller quantity demanded.  In the case of ordinary demand and supply curves, the market equilibrium is stable in either case:  a displacement from equilibrium sets in motion forces that return quantity and price to their equilibrium levels.

 


     In the case of negatively sloped supply curves, however, the two approaches yield different stability results.  Suppose the supply curve cuts the demand curve from above.  In this case, at q < qe the supply price exceeds the demand price.  Firms are taking losses, according to Marshall, and will reduce production.  Output will decline, moving away from its equilibrium level.  According to Walras, the equilibrium is stable.  Quantity supplied exceeds quantity demanded.  Price will fall, increasing both quantity demanded and supplied until equilibrium is reestablished.

 

     If a negatively sloped supply curve cuts the demand curve from below, the Marshallian analysis would say that the equilibrium is stable, the Walrasian would say it is unstable.  (The labor market and the foreign exchange market may have negatively sloped supply curves, at least over some range of values.)

 

     This partial equilibrium analysis illustrates the concept of market stability.  It is an important – and complex – concept when applied to Walrasian general equilibrium analysis.

 

III.       General Equilibrium Analysis

 

     Walras’s great vision was to develop a mathematical model of equilibrium of the entire economy.  He based his theory on what have come to be regarded as the basic building blocks of microeconomic theory:  utility, input coefficients (on the production side), and budget constraints.

 

     Walras set out to answer four questions concerning general equilibrium:

1)   Is there a unique set of prices that results in equilibrium?

2)   Is the unique solution (if it exists) economically meaningful?

3)   Is equilibrium stable or unstable?

4)   Is the system determinate?

 

     To answer these questions, Walras created a system of mathematical demand and supply equations, based on utility maximization by consumers and profit maximization by producers.  The problem is immensely complex, and the very fact that Walras was able to state it in a coherent manner was a tremendous achievement.  The fact that he was unable to answer conclusively any of the four questions does not diminish his accomplishment.  But all he was able to show is that the number of equations in a fully specified GE model equals the number of unknowns to be solved for.  This is neither a sufficient, nor even a necessary, condition for general equilibrium to exist.

 

     In the 1950s, Kenneth Arrow and Gerard Debreu showed that general equilibrium exists and is meaningful (i.e., equilibrium prices and quantities are non-negative) if

1)   returns to scale are constant or diminishing;

2)   there are no joint products or external effects either in production or in consumption; and

3)   all goods are gross substitutes for each other (a rise in the price of one good produces positive excess demand for the other).

      To do this, Arrow and Debreu used mathematical techniques that were not available to Walras.

 

     In the course of building his system, Walras accomplished a number of things.  First, he demonstrated that, in general equilibrium, the marginal rates of substitution of all goods for the numéraire must equal the prices of the goods.  Otherwise, consumers could increase their total utility by giving up goods with a low marginal rate of substitution () in exchange for goods with a higher marginal rate of substitution.  This is similar but broader than Gossen’s second law, in that it applies to all consumers simultaneously.

 

     In modern terms, the marginal rate of substitution equals the slope of the indifference curve between two goods.  Walras’s student, Vilfredo Pareto, showed the same thing on the production side, where the marginal rate of technical substitution is the slope of an isoquant.

 

     Walras also demonstrated a concept that is widely used in modern macro theory.  It is known as Walras’ Law, and it follows directly from the concept of a budget constraint.  A budget constraint requires that the total value of goods demanded be financed by supplying goods of equal value to the market.  Suppose only three goods exist.  Then an individual’s budget constraint would be

                                        paqa + pbqb + pcqc = paq+ pbq+ pcq

      where qon the right-hand side indicates endowments of the goods that can be consumed or supplied.  The left-hand side is demand.

 

      Rearrange by subtracting quantities supplied from both sides.

 

                                         pa(qa - q)+ pb(qb - q)+ pc(qc - q)= 0

 

      It is easy to see that you could subtract off one excess demand term from each side of the equation, and that the resulting equation would say that the sum of excess demands in all markets but one equals the negative of the excess demand in the other market.

 

     Walras’ Law shows that markets are interrelated.  They are not independent of one another.  A change in demand or supply in one market must affect excess demand in at least one other market.  Also, if n - 1 markets are in equilibrium, the nth market must also be in equilibrium.